Uncertainty assessment and comparison of vegetation indices, surface emissivity models and split-window algorithms used to estimate surface temperature from satellite images

Kotchi Serge-Olivier, Viau Alain A., Barrette Nathalie, Gond Valéry, Jang Jae-Dong, Mostafavi Mir Abolfazl. 2017. Uncertainty assessment and comparison of vegetation indices, surface emissivity models and split-window algorithms used to estimate surface temperature from satellite images. In : Horizons in earth science research. Veress Benjamin (ed.), Szigethy Jozsi (ed.). New-York : Nova Science Publisher, 185-257. (Horizons in Earth Science Research, 15) ISBN 978-1-63485-696-6

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Résumé : Surface temperature is a key variable to understand and characterize biophysical processes in the soil-vegetation-atmosphere system. It needs to be estimated precisely at local and regional scales for many applications such as crop growth models, epidemiology of diseases, and monitoring of heat islands, which could be deeply influenced by microclimatic conditions. Several vegetation indices (VIs), surface emissivity models, and split-window algorithms are used to estimate surface temperature from satellite images, however their uncertainties are not always well known. This study aims to evaluate uncertainties and compare VIs, surface emissivity models, and split-window algorithms used to estimate surface temperature from satellite images. The Advanced Very High Resolution Radiometer (AVHRR) was used to acquire satellite images in the south of the province of Quebec, Canada. These images were used to estimate VIs like the modified soil adjusted vegetation index 2 (MSAVI2), the normalized difference vegetation index (NDVI), the soil-adjusted vegetation index (SAVI), and the optimized soil-adjusted vegetation index (OSAVI), and to estimate the percent vegetation cover (PVC), surface emissivity derived from the models of Van De Griend and Owe (1993) and Sobrino and Raissouni (2000), and surface temperature derived from the split-window algorithms of Price (1984), Becker and Li (1990), Coll et al. (1994), Ulivieri et al. (1994), and McClain et al. (1985). Split-window algorithms were estimated using scenarios combining different input parameters related to VIs, PVC, and surface emissivity models in order to assess their influence on the uncertainty of surface temperature. The assessment and comparison of VIs, PVC, surface emissivity models, and split-window algorithms were based on: their uncertainties (formulated using the law of uncertainty propagation), spatial correlation between models, surface temperature derived from airborne infrared thermography, in-situ meteorological data, and an overall performance coefficient (OPC). The MSAVI2 is the VI which recorded the lowest uncertainty values. MSAVI2 values on agricultural surfaces of the study area ranged from 0.36 to 0.82 (mean = 0.66, σ = ±0.064), with uncertainties from ±0.018 to ±0.033 (mean = ±0,023; σ = ±0.002). The PVC based on MSAVI2 is also the one that registered the lowest uncertainties (u) (0 ≤ u ≤ ±0,263; mean = ±0.182; σ = ±0.039). The surface emissivity model of Van De Griend and Owe (1993), which uses the MSAVI2 as input variable, is the one that recorded the lowest uncertainties (±0.001 ≤ u ≤ ±0.011; mean = ±0.002; σ = ±0.000) and had the highest correlations with all the other surface emissivity models. The differences between the surface temperature values from the various split-window algorithms reached 7.69 K. The maximum uncertainty of surface temperature ranged from ±0.120 K to ±4.346 K between split-window algorithms. The OPC of split-window algorithms varied between 51.43% and 91.43%. The split-window algorithm of Coll et al. (1994) using the surface emissivity model of Van De Griend and Owe (1993) and the MSAVI2 allowed the best estimation of surface temperature (OPC = 91.43%). According to this model, surface temperature was estimated with an average uncertainty of ±0.389 K; experimental uncertainty and bias in reference to the surface temperature derived from airborne infrared thermography were respectively ±0.454 K and 0.521 K. The high variation of uncertainties and OPC between models used to estimate surface temperature show the importance of the choice of split-window algorithms, surface emissivity models, and VIs in this estimation. The formulation of uncertainties and their validation, as well as the concept of OPC, are major contributions of this study.

Mots-clés Agrovoc : télédétection, imagerie par satellite, température, modèle mathématique, modèle de simulation, émission, indice de surface foliaire, température du sol, données météorologiques, microclimat, végétation, couverture végétale, utilisation des terres, cartographie, indicateur